Mingjiang Li
李明江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingjiang Li (李明江), a licensed Responsible Officer with CE reference ANG396. Currently licensed at 1 firm(s): First Shanghai Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 4 — Advising on securities | 2012-11-05 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-06-28 | 2012-10-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-09-08 | 2012-10-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-05 | 2012-06-28 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-11 | 2010-06-30 |