Ho Yin Lo
盧浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Lo (盧浩然), a licensed Responsible Officer with CE reference AQF063. Currently licensed at 2 firm(s): First Shanghai Securities Limited, First Shanghai Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-15 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-21 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-21 | 2019-04-15 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-31 | 2011-01-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-27 | 2011-01-08 |