Pak Chun Wong
王柏俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Chun Wong (王柏俊), a licensed Responsible Officer with CE reference AQZ536. Currently licensed at 1 firm(s): First Shanghai Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 4 — Advising on securities | 2014-05-02 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-12 | 2014-05-02 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-23 | 2012-08-23 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-11 | 2010-04-25 |