Chi Ho Yip
葉志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Yip (葉志豪), a licensed Responsible Officer with CE reference APC509. Currently licensed at 2 firm(s): First Shanghai Futures Limited, First Shanghai Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-05-16 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-18 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-25 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-11-18 | 2025-05-16 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-06 | 2022-11-18 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-22 | 2018-04-25 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-26 | 2010-10-11 |