Yat Lam Chan
陳日霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Lam Chan (陳日霖), a licensed Responsible Officer with CE reference AOW942. Currently licensed at 1 firm(s): Dongxing Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-25 | present |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-26 | 2026-03-25 |
| aacat fintech Limited 貓達人金融科技有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-03 | 2025-02-11 |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-30 | 2023-08-25 |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-30 | 2023-08-25 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-10 | 2023-04-14 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2021-04-30 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-26 | 2020-03-27 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-26 | 2021-04-30 |
| iBest Investment Services Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2017-06-08 | 2017-09-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-20 | 2017-09-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-20 | 2017-09-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-08-20 | 2017-09-22 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-19 | 2015-06-14 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-19 | 2015-06-14 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-22 | 2011-05-03 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-22 | 2011-05-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-11-27 | 2014-04-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-22 | 2014-04-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-22 | 2014-04-30 |