Pang Chan

陳鵬
CE No. ABS421 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pang Chan (陳鵬), a licensed Representative with CE reference ABS421. Currently licensed at 2 firm(s): First Shanghai Securities Limited, First Shanghai Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
First Shanghai Securities Limited
第一上海證券有限公司
Rep Type 1 — Dealing in securities 2005-12-20 present
First Shanghai Futures Limited
第一上海期貨有限公司
Rep Type 2 — Dealing in futures contracts 2005-12-20 present
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
RO Type 1 — Dealing in securities present 2005-11-30
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
RO Type 2 — Dealing in futures contracts present 2005-11-30
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
RO Type 4 — Advising on securities present 2004-12-03
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
RO Type 5 — Advising on futures contracts present 2004-12-03
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
RO Type 6 — Advising on corporate finance present 2004-12-03
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
RO Type 9 — Asset management present 2004-12-03
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
RO Type 9 — Asset management present 2004-12-03

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