Anthony Tak Tim Yuen
阮德添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Tak Tim Yuen (阮德添), a licensed former licensee with CE reference AAO144. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2021-08-24 | 2021-09-10 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2021-08-24 | 2021-09-10 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2021-08-24 | 2021-09-10 |
| Sprout Asset Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2014-12-08 | 2021-08-24 |
| Sprout Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | 2014-12-08 | 2021-08-24 |
| Sprout Asset Management (Asia) Limited | RO | Type 9 — Asset management | 2014-12-08 | 2021-08-24 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-17 | 2011-05-16 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2011-01-17 | 2011-05-16 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | 2011-01-17 | 2011-05-16 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
RO | Type 4 — Advising on securities | 2008-01-09 | 2010-07-23 |