Anson Kwun Po Yu

余觀寶
CE No. APJ172 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anson Kwun Po Yu (余觀寶), a licensed Responsible Officer with CE reference APJ172. Currently licensed at 2 firm(s): CS Wealth Securities Limited, CS Wealth Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
CS Wealth Securities Limited
中策富滙證券有限公司
RO Type 1 — Dealing in securities 2024-10-16 present
CS Wealth Asset Management Limited
中策富澤資產管理有限公司
RO Type 4 — Advising on securities 2020-02-11 present
CS Wealth Asset Management Limited
中策富澤資產管理有限公司
RO Type 9 — Asset management 2020-02-11 present
CS Wealth Securities Limited
中策富滙證券有限公司
Rep Type 1 — Dealing in securities 2024-02-14 2024-10-16
Sprout Asset Management (Asia) Limited RO Type 1 — Dealing in securities 2017-06-01 2019-12-31
Sprout Asset Management (Asia) Limited RO Type 4 — Advising on securities 2017-06-01 2019-12-31
Sprout Asset Management (Asia) Limited RO Type 9 — Asset management 2017-06-01 2019-12-31
Sprout Asset Management (Asia) Limited Rep Type 1 — Dealing in securities 2017-05-22 2017-06-01
Sprout Asset Management (Asia) Limited Rep Type 4 — Advising on securities 2017-05-22 2017-06-01
Sprout Asset Management (Asia) Limited Rep Type 9 — Asset management 2017-05-22 2017-06-01
CMB International Asset Management Limited
招銀國際資產管理有限公司
Rep Type 4 — Advising on securities 2014-11-26 2017-05-12
CMB International Asset Management Limited
招銀國際資產管理有限公司
Rep Type 9 — Asset management 2014-11-26 2017-05-12
Quantsmile (HK) Limited
量盈(香港)有限公司
Rep Type 9 — Asset management 2012-11-16 2014-10-13
T G Securities Limited
滙澤證券有限公司
Rep Type 1 — Dealing in securities 2011-05-11 2014-10-13
T G Securities Limited
滙澤證券有限公司
Rep Type 2 — Dealing in futures contracts 2011-05-11 2014-10-13
UBS Securities Asia Limited Rep Type 4 — Advising on securities 2007-08-01 2009-05-16

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