Wang Pok Kwong
鄺宏博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Pok Kwong (鄺宏博), a licensed Responsible Officer with CE reference AAD943. Currently licensed at 1 firm(s): China Enterprise Capital Company Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Capital Company Limited 華業金控資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-10-25 | present |
| China Enterprise Capital Company Limited 華業金控資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-09-23 | 2024-10-25 |
| Sprout Asset Management (Asia) Limited | RO | Type 6 — Advising on corporate finance | 2024-03-21 | 2024-07-05 |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-11 | 2023-07-05 |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-02-11 | 2023-07-05 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-29 | 2022-01-17 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-29 | 2022-01-17 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 9 — Asset management | 2020-10-29 | 2022-01-17 |
| Walker Capital Limited 睿嘉資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-28 | 2020-04-06 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2017-07-24 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2016-12-05 | 2017-07-24 |
| Taiping Capital Limited 太平融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-28 | 2016-04-15 |
| Amasse Capital Limited 寶積資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-07-13 | 2014-04-28 |
| Redford Corporate Finance Limited 泓福融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-02-07 | 2012-03-15 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-27 | 2011-02-07 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-27 | 2011-02-07 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-27 | 2011-02-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-11 | 2010-05-15 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-11 | 2010-05-15 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-11 | 2010-05-15 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 4 — Advising on securities | 2007-06-20 | 2009-04-03 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-06-20 | 2009-04-03 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 9 — Asset management | 2007-06-20 | 2009-04-03 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-03 | 2009-04-03 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-17 | 2006-07-31 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-24 | 2006-05-17 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-13 | 2006-02-06 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2005-01-13 | 2006-02-06 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 9 — Asset management | 2005-01-13 | 2006-02-06 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-06-23 | 2006-02-06 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-02 | 2004-06-23 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-01 |