Yuen Ki Ng
吳琬琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ki Ng (吳琬琪), a licensed Responsible Officer with CE reference BFB096. Currently licensed at 1 firm(s): ASA Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-19 | present |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 — Advising on securities | 2025-12-19 | present |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-25 | 2025-12-19 |
| LSQ Capital Limited | RO | Type 4 — Advising on securities | 2023-10-10 | 2025-11-16 |
| LSQ Capital Limited | RO | Type 9 — Asset management | 2023-10-10 | 2025-11-16 |
| LSQ Capital Limited | Rep | Type 4 — Advising on securities | 2023-08-04 | 2023-10-10 |
| LSQ Capital Limited | Rep | Type 9 — Asset management | 2023-08-04 | 2023-10-10 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-30 | 2023-06-18 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-17 | 2023-06-18 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-17 | 2023-06-18 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-17 | 2021-03-30 |
| Prime Way Asset Management Limited 聯盛資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-11 | 2020-02-27 |
| Prime Way Asset Management Limited 聯盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-05 | 2019-03-11 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2015-04-08 | 2016-08-29 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2015-04-08 | 2016-08-29 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2015-04-08 | 2016-08-29 |