Chor Wai Kam
金楚威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Wai Kam (金楚威), a licensed Responsible Officer with CE reference BLL144. Currently licensed at 1 firm(s): Sprout Asset Management (Asia) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | Type 6 — Advising on corporate finance | 2024-10-10 | present |
| Sprout Asset Management (Asia) Limited | Rep | Type 6 — Advising on corporate finance | 2024-09-24 | 2024-10-10 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-19 | 2023-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-18 | 2023-06-30 |