Terence Chung Sing Mak
麥頌聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Chung Sing Mak (麥頌聲), a licensed Responsible Officer with CE reference AVK467. Currently licensed at 1 firm(s): Sprout Asset Management (Asia) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | Type 6 — Advising on corporate finance | 2024-03-21 | present |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-27 | 2023-07-05 |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-05-27 | 2023-07-05 |
| China Ease Securities Limited 中國明如證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-13 | 2022-05-27 |
| China Ease Securities Limited 中國明如證劵有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-13 | 2022-05-27 |
| Aeternus Asset Holdings Limited 永恆資產控股有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-26 | 2022-04-13 |
| Aeternus Asset Holdings Limited 永恆資產控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-26 | 2022-04-13 |
| Bristol Capital Limited 嶺峰資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-12-23 | 2020-10-31 |
| Apastron Capital Limited |
RO | Type 1 — Dealing in securities | 2018-05-28 | 2019-01-31 |
| Apastron Capital Limited |
RO | Type 6 — Advising on corporate finance | 2018-05-28 | 2019-01-31 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-13 | 2017-12-27 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-13 | 2017-12-27 |
| Euto Capital Partners Limited 裕韜資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-11 | 2016-06-03 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-21 | 2015-03-31 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-21 | 2015-03-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-25 | 2013-04-11 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-03 | 2011-02-22 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-08-03 | 2011-02-22 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-25 | 2011-02-22 |