Peiye Cai
蔡培燁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peiye Cai (蔡培燁), a licensed former licensee with CE reference BFS140. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-03 | 2021-09-21 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-15 | 2021-09-21 |
| Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-10 | 2018-01-31 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2015-07-21 | 2017-03-24 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-21 | 2017-03-24 |