Chak Sum Ho
何澤森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Sum Ho (何澤森), a licensed former licensee with CE reference AWD297. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| INSIGHTNOVA CAPITAL LIMITED 睿新資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-09-26 | 2026-03-25 |
| INSIGHTNOVA CAPITAL LIMITED 睿新資本管理有限公司 |
RO | Type 9 — Asset management | 2025-09-26 | 2026-03-25 |
| Guochuang Securities Financial Holding Group Co., Limited 國創證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-14 | 2024-06-21 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-24 | 2023-10-06 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-24 | 2023-10-06 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 9 — Asset management | 2022-05-24 | 2023-10-06 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-16 | 2022-05-24 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-16 | 2022-05-24 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 9 — Asset management | 2022-05-16 | 2022-05-24 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-02 | 2022-05-06 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2020-03-02 | 2022-05-06 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-20 | 2022-05-06 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-26 | 2019-09-20 |
| Profit Access Investments Limited 啓利投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-28 | 2019-08-16 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-02 | 2019-05-19 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-21 | 2018-11-02 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2016-01-26 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-26 | 2015-07-19 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-26 | 2015-07-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-30 | 2014-04-26 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-30 | 2014-04-26 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-23 | 2013-05-26 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2013-05-26 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-22 | 2011-05-11 |