Alex Yee Yuk Tang
鄧以旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yee Yuk Tang (鄧以旭), a licensed former licensee with CE reference ABH696. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 — Advising on securities | 2012-07-05 | 2019-05-21 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2019-05-21 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-25 | 2019-05-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-06 | 2011-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-06 | 2011-04-14 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-06 | 2011-04-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-09-21 | 2011-06-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-28 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-28 |