Li (SFC:BAH307) Guo
郭俐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BAH307) Guo (郭俐), a licensed former licensee with CE reference BAH307. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-19 | 2013-05-15 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-19 | 2013-05-15 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-29 | 2013-05-15 |