Chi Po Ngan
顏志波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Po Ngan (顏志波), a licensed Responsible Officer with CE reference ADY908. Currently licensed at 1 firm(s): Hong Kong Huijin Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 34.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-01 | present |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-04-01 | present |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 4 — Advising on securities | 2025-04-01 | present |
| Hong Kong Huijin Securities Limited 香港匯金證券有限公司 |
RO | Type 9 — Asset management | 2025-04-01 | present |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-29 | 2024-11-25 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 — Advising on securities | 2023-05-29 | 2024-11-25 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 — Asset management | 2023-05-29 | 2024-11-25 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-02 | 2023-05-29 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-02 | 2023-05-29 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 — Asset management | 2023-05-02 | 2023-05-29 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-23 | 2022-11-30 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-23 | 2022-11-30 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-23 | 2022-11-30 |
| Zhifu International Asset Management (HK) Limited 置富國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-07-27 | 2022-03-11 |
| Zhifu International Asset Management (HK) Limited 置富國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-07-27 | 2022-03-11 |
| Zhifu International Asset Management (HK) Limited 置富國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-21 | 2021-07-27 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 — Advising on securities | 2012-07-05 | 2021-05-18 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-29 | 2021-05-18 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-12-29 | 2021-05-18 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-02 | 2010-12-29 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-02 | 2010-12-29 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-10-09 | 2010-03-11 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-08 | 2010-11-06 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-07-08 | 2010-11-06 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-07-08 | 2010-11-06 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-07-08 | 2010-11-06 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-21 | 2009-07-08 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-21 | 2009-07-08 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-23 | 2008-04-09 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-23 | 2008-04-09 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2007-11-22 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-25 | 2007-11-22 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-10 | 2007-06-14 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-10 | 2007-06-14 |