Chiu Chan Lok
駱昭塵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Chan Lok (駱昭塵), a licensed Responsible Officer with CE reference BBB171. Currently licensed at 1 firm(s): RuiLian Financial Group Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-17 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 — Advising on securities | 2020-04-17 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 — Asset management | 2020-04-17 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-18 | 2020-04-17 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-18 | 2020-04-17 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 9 — Asset management | 2020-03-18 | 2020-04-17 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-08 | 2019-12-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 4 — Advising on securities | 2016-12-12 | 2019-12-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-12-12 | 2019-12-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 9 — Asset management | 2016-12-12 | 2019-12-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-09 | 2016-12-12 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-11-09 | 2016-12-12 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 — Asset management | 2016-11-09 | 2016-12-12 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-09 | 2016-10-31 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-09 | 2016-10-31 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-09 | 2016-10-31 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-22 | 2013-09-30 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-22 | 2013-09-30 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-22 | 2013-09-30 |