Siu Leung Lam
林兆良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Leung Lam (林兆良), a licensed Representative with CE reference ADI451. Currently licensed at 1 firm(s): Corporate Brokers Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-13 | present |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-10-06 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-16 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-16 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-16 |