Kwan Ho Yik
易君豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho Yik (易君豪), a licensed Responsible Officer with CE reference APR487. Currently licensed at 1 firm(s): Belter Risen Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Belter Risen Asset Management Limited 潤生資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-01-13 | present |
| Belter Risen Asset Management Limited 潤生資產管理有限公司 |
RO | Type 9 — Asset management | 2026-01-13 | present |
| UZen Securities Limited 眾宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-25 | 2025-07-21 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-07 | 2024-09-06 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-22 | 2023-12-07 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-22 | 2024-09-06 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-08-22 | 2024-09-06 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-27 | 2023-07-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-27 | 2023-07-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-27 | 2023-07-31 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-07 | 2023-05-23 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
Rep | Type 9 — Asset management | 2021-12-07 | 2023-05-23 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-28 | 2023-05-23 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-30 | 2017-11-30 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-16 | 2017-01-12 |
| Aristo Securities Limited 雅利多證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-20 | 2015-09-30 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-29 | 2007-11-12 |