Ming Pong Tse
謝明邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Pong Tse (謝明邦), a licensed Responsible Officer with CE reference BBD859. Currently licensed at 1 firm(s): Jinpu International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jinpu International Securities Limited 金浦國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-18 | present |
| Jinpu International Securities Limited 金浦國際證券有限公司 |
RO | Type 4 — Advising on securities | 2025-07-18 | present |
| Jinpu International Securities Limited 金浦國際證券有限公司 |
RO | Type 9 — Asset management | 2025-07-18 | present |
| WealthMate Asset Management Limited 富友資產管理有限公司 |
RO | Type 9 — Asset management | 2024-06-21 | 2025-01-06 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-26 | 2024-05-23 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-26 | 2024-05-23 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-31 | 2024-05-23 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-31 | 2024-05-23 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-24 | 2017-04-07 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-24 | 2017-04-07 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-02 | 2017-03-03 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-02 | 2017-03-03 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-14 | 2017-01-11 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-20 | 2016-04-23 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-20 | 2016-04-23 |