Golden Mountain Financial Limited

金山金融有限公司

CE No. AYI978 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Golden Mountain Financial Limited (金山金融有限公司), a Hong Kong-based licensed corporation with CE reference AYI978. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts. Current licensed staff on file: 4 (total recorded over time: 29). Earliest licence on file: 2012-03-30.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →

Registered address

17/F, Sang Woo Building, 227-228 Gloucester Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2014-03-25	present
Type 2 — Dealing in futures contracts	2012-03-30	present

Licensed staff (all-time) (29)
Active on date

1 Dealing in securities 2 Dealing in futures contracts

RO only

Name	Activities	First licensed	To
Lijun Cheng 程立軍	RO 1, 2 Rep 1, 2	2012-04	Present
Masahito Iso	RO 1, 2	2012-03	2019-04
Woon Chi Li 李煥志	RO 2	2012-03	2016-04
Yuen Yu Wong 黃婉瑜	RO 1, 2 Rep 1, 2	2019-06	Present
Yiu Kei Yip 葉耀基	RO 1, 2 Rep 2	2012-06	Present
Shui Leung Au 區瑞良	Rep 2	2012-05	2012-05
Man Kin Chak 翟文健	Rep 1, 2	2014-07	2014-09
Shuoyu Chen 陳碩雨	Rep 2	2012-12	2013-03
Gabrielle Yee Chuk Ching 程伊竹	Rep 1, 2	2019-02	2021-03
Jackie Yau Chun Chiu 趙右焌	Rep 1, 2	2018-05	2018-06
Sze Wai Chong 莊思偉	Rep 2	2013-04	2013-09
Siu Kwan Choy 蔡小軍	Rep 2	2012-09	2012-12
Cheong Yuen Ho 何昌遠	Rep 1, 2	2017-04	2018-01
Nga Ying Hui 許雅英	Rep 2	2012-12	2013-09
Dan Jin 金丹	Rep 1, 2	2022-05	2022-08
Chun Yuk Lam 林俊旭	Rep 1, 2	2014-06	2014-09
Kai Tin Lam 林佳典	Rep 2	2012-06	2012-08
Muk Kin Lam 林木堅	Rep 1, 2	2015-08	2017-02
Li (SFC:ATB544) Li 李莉	Rep 1, 2	2018-06	2021-07
Yang (SFC:AZQ338) Li 酈揚	Rep 2	2012-06	2012-08
Ming Pong Tse 謝明邦	Rep 1, 2	2017-03	2017-03
Nim Chi Wong 王念慈	Rep 2	2012-08	2012-11
Chun Ngai Wu 鄔俊毅	Rep 1, 2	2014-10	2015-07
Ying (SFC:AZY025) Xiong 熊瑛	Rep 1, 2	2012-08	2014-12
Lu Yin 尹璐	Rep 1, 2	2024-08	2025-07
Lu Yu 余璐	Rep 1, 2	2014-10	Present
Yuping Zhao 趙宇萍	Rep 2	2012-06	2025-05
Ye Zhong 鍾燁	Rep 1, 2	2014-09	2015-05
Wuqiu Zou 鄒吳秋	Rep 1, 2	2013-08	2015-01