Wuqiu Zou
鄒吳秋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wuqiu Zou (鄒吳秋), a licensed Representative with CE reference BAK936. Currently licensed at 2 firm(s): Shanxi Securities International Limited, Shanxi Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-10 | present |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-10 | present |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-09 | 2025-08-06 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-09 | 2025-08-06 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-19 | 2025-08-06 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-12-02 | 2021-07-02 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-17 | 2020-11-23 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-23 | 2020-11-23 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-23 | 2020-11-23 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-13 | 2020-08-17 |
| Zhicheng International Financial Company Limited 智誠國際金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-09-03 | 2020-03-27 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-16 | 2019-06-06 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-05-09 | 2019-06-06 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-23 | 2018-05-09 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-20 | 2017-08-04 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-09 | 2015-01-23 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-07 | 2015-01-23 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-06 | 2013-01-09 |