Yiu Kei Yip
葉耀基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kei Yip (葉耀基), a licensed Responsible Officer with CE reference AOI981. Currently licensed at 1 firm(s): Golden Mountain Financial Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Mountain Financial Limited 金山金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-07-05 | present |
| Golden Mountain Financial Limited 金山金融有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-25 | present |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-11 | 2019-07-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-28 | 2010-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-05-28 | 2010-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-07 | 2012-06-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2012-06-07 |