Chun Yuk Lam
林俊旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yuk Lam (林俊旭), a licensed former licensee with CE reference ARR348. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Regan International Securities Limited 雷根國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-23 | 2021-01-04 |
| Regan International Securities Limited 雷根國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-04 | 2019-07-23 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-23 | 2019-05-31 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-04-23 | 2019-05-31 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-27 | 2019-04-23 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2018-08-31 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-30 | 2018-08-31 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-16 | 2016-09-30 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-15 | 2016-06-07 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-15 | 2016-06-07 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-17 | 2014-09-30 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-17 | 2014-09-30 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-12 | 2014-03-01 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-30 | 2014-03-01 |