Cheuk Pun Pong

龐卓斌
CE No. BAY306 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Pun Pong (龐卓斌), a licensed former licensee with CE reference BAY306. Total licence records on file: 29.

Licence history

FirmRoleRegulated activityFromTo
Fortune Origin Securities Limited
富中證券有限公司
RO Type 1 — Dealing in securities 2025-04-16 2026-04-01
Fortune Origin Securities Limited
富中證券有限公司
RO Type 4 — Advising on securities 2025-04-16 2026-04-01
Fortune Origin Securities Limited
富中證券有限公司
RO Type 9 — Asset management 2025-04-16 2026-04-01
Fortune Origin Securities Limited
富中證券有限公司
Rep Type 1 — Dealing in securities 2025-01-17 2025-04-16
Fortune Origin Securities Limited
富中證券有限公司
Rep Type 4 — Advising on securities 2025-01-17 2025-04-16
Fortune Origin Securities Limited
富中證券有限公司
Rep Type 9 — Asset management 2025-01-17 2025-04-16
DaoKou Securities Limited
道口證券有限公司
RO Type 1 — Dealing in securities 2023-12-01 2024-12-15
DaoKou Asset Management Limited
道口資產管理有限公司
RO Type 4 — Advising on securities 2023-12-01 2024-12-15
DaoKou Asset Management Limited
道口資產管理有限公司
RO Type 9 — Asset management 2023-12-01 2024-12-15
DaoKou Securities Limited
道口證券有限公司
Rep Type 1 — Dealing in securities 2023-11-15 2023-12-01
DaoKou Asset Management Limited
道口資產管理有限公司
Rep Type 4 — Advising on securities 2023-11-15 2023-12-01
DaoKou Asset Management Limited
道口資產管理有限公司
Rep Type 9 — Asset management 2023-11-15 2023-12-01
China Shandong International Asset Management Limited
華魯國際資產管理有限公司
RO Type 1 — Dealing in securities 2022-08-01 2023-11-08
China Shandong International Asset Management Limited
華魯國際資產管理有限公司
RO Type 4 — Advising on securities 2022-03-23 2023-11-08
China Shandong International Asset Management Limited
華魯國際資產管理有限公司
RO Type 9 — Asset management 2022-03-23 2023-11-08
Target Securities International Limited
泰達證券國際有限公司
RO Type 1 — Dealing in securities 2021-03-01 2022-01-31
Target Securities International Limited
泰達證券國際有限公司
RO Type 4 — Advising on securities 2021-03-01 2022-01-31
Target Securities International Limited
泰達證券國際有限公司
RO Type 9 — Asset management 2021-03-01 2022-01-31
Target Securities International Limited
泰達證券國際有限公司
RO Type 1 — Dealing in securities 2019-09-20 2020-12-18
Target Securities International Limited
泰達證券國際有限公司
RO Type 4 — Advising on securities 2018-11-12 2020-12-18
Target Securities International Limited
泰達證券國際有限公司
RO Type 9 — Asset management 2018-11-12 2020-12-18
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 1 — Dealing in securities 2017-11-10 2018-01-12
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
RO Type 4 — Advising on securities 2017-11-10 2018-01-12
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
Rep Type 1 — Dealing in securities 2017-09-13 2017-11-10
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
Rep Type 4 — Advising on securities 2017-09-13 2017-11-10
China Yinsheng International Securities Limited
中國銀盛國際證券有限公司
Rep Type 9 — Asset management 2017-09-13 2018-01-12
Waton Securities International Limited
華通證券國際有限公司
RO Type 1 — Dealing in securities 2016-04-11 2017-08-31
Waton Securities International Limited
華通證券國際有限公司
Rep Type 1 — Dealing in securities 2015-10-06 2016-04-11
First Shanghai Securities Limited
第一上海證券有限公司
Rep Type 1 — Dealing in securities 2013-04-05 2015-09-30

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