Chi Wing (SFC:ATX898) Chan
陳熾榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing (SFC:ATX898) Chan (陳熾榮), a licensed former licensee with CE reference ATX898. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Capital International Investment Limited 富都國際投資有限公司 |
RO | Type 4 — Advising on securities | 2019-12-12 | 2025-02-28 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
RO | Type 9 — Asset management | 2019-12-12 | 2025-02-28 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-01 | 2019-04-29 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-27 | 2019-04-29 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 9 — Asset management | 2017-02-01 | 2017-12-27 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 4 — Advising on securities | 2016-09-26 | 2019-04-29 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-14 | 2019-04-29 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-17 | 2015-07-14 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-19 | 2015-03-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-07 | 2010-02-05 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-07 | 2010-02-05 |