Chi Wa Au
歐志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wa Au (歐志華), a licensed former licensee with CE reference ADQ336. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaxin Futures Limited 華信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-06-09 | 2020-12-02 |
| Huaxin Futures Limited 華信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-22 | 2020-06-09 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-03-04 | 2020-04-17 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-02 | 2020-04-17 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-06 | 2020-02-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2020-02-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-02 |