Chloe Chan
陳翹昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chloe Chan (陳翹昕), a licensed former licensee with CE reference BPY111. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-24 | 2023-01-01 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-31 | 2022-12-10 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-31 | 2023-01-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-28 | 2022-02-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-03 | 2022-02-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-03 | 2022-02-16 |