Shu Yan Chak
翟樹仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yan Chak (翟樹仁), a licensed former licensee with CE reference AQU144. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | 2024-04-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-20 | 2019-07-16 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-23 | 2010-07-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-03 | 2009-07-03 |