Michael William Ng
吳以廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael William Ng (吳以廉), a licensed Responsible Officer with CE reference AZD376. Currently licensed at 1 firm(s): Ballingal Investment Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2019-04-11 | present |
| Ballingal Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2019-04-11 | present |
| Ballingal Investment Advisors Limited |
RO | Type 9 — Asset management | 2019-04-11 | present |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2017-01-24 | 2019-04-11 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2017-01-24 | 2019-04-11 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2017-01-24 | 2019-04-11 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2014-06-06 | 2015-08-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2014-06-06 | 2015-08-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2014-06-06 | 2015-08-31 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-12 | 2012-06-29 |