Stewart Kenneth Ferns
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stewart Kenneth Ferns ( ), a licensed former licensee with CE reference AQP587. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| City Financial Investment Company (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-01-25 | 2017-08-18 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2009-11-13 | 2011-03-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2009-11-13 | 2011-03-31 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2009-11-13 | 2011-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-03 | 2008-11-03 |