Kwong Wui Wong
黃冠瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Wui Wong (黃冠瑋), a licensed former licensee with CE reference AMK297. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-06-17 | 2016-06-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-06-17 | 2016-06-24 |
| Ballingal Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2005-11-29 | 2007-02-28 |
| Ballingal Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2005-11-29 | 2007-02-28 |
| Ballingal Investment Advisors Limited |
RO | Type 9 — Asset management | 2005-11-29 | 2007-02-28 |