Travis Stuart Lundy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Travis Stuart Lundy, a licensed Representative with CE reference AOH253. Currently licensed at 1 firm(s): Ballingal Investment Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2017-01-13 | present |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2017-01-13 | present |
| Deltroit (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-09-23 | 2014-12-12 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-09-23 | 2014-12-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-18 | 2007-03-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-12-18 | 2007-03-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2006-12-18 | 2007-03-19 |