James St. John Squire
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James St. John Squire, a licensed Responsible Officer with CE reference ABM486. Currently licensed at 1 firm(s): Overlook Investments Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Overlook Investments Limited | RO | Type 9 — Asset management | 2017-06-01 | present |
| Overlook Investments Limited | Rep | Type 4 — Advising on securities | 2007-07-24 | 2009-12-31 |
| Overlook Investments Limited | Rep | Type 5 — Advising on futures contracts | 2007-07-24 | 2009-12-31 |
| Overlook Investments Limited | Rep | Type 9 — Asset management | 2007-07-24 | 2017-06-01 |
| Ballingal Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2004-09-23 | 2007-06-30 |
| Ballingal Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2004-09-23 | 2007-06-30 |
| Ballingal Investment Advisors Limited |
RO | Type 9 — Asset management | 2004-09-23 | 2007-06-30 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2004-09-06 | 2004-09-23 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2004-09-06 | 2004-09-23 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2004-09-06 | 2004-09-23 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-31 |
| Biz Corp Limited |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-08-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Biz Corp Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-31 |
| Biz Corp Limited |
Rep | Type 9 — Asset management | present | 2003-08-16 |