Overlook Investments Limited

CE No. ABS672 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Overlook Investments Limited, a Hong Kong-based licensed corporation with CE reference ABS672. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 9 (total recorded over time: 20).

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Registered address

22/F, Ruttonjee House, 11 Duddell Street, Central

Licence history

Activity	From	To
Type 9 — Asset management	present	present
Type 4 — Advising on securities	present	2010-01-05
Type 5 — Advising on futures contracts	present	2010-01-05
Type 6 — Advising on corporate finance	present	2004-11-08

Licensed staff (all-time) (20)
Active on date

4 Advising on securities 5 Advising on futures contracts 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Terence Tai Yin Chan 陳泰然	RO 4, 5, 9 Rep 4, 6, 9	Pre-2003	2006-06
Leon Ie Foong 馮良怡	RO 9 Rep 9	2015-10	Present
Richard H Lawrence Jr 羅蘭士	RO 4, 5, 6, 9	Pre-2003	Present
Yuet Mei Lee 李月美	RO 9 Rep 4	2003-11	2006-01
Hung Piu Leung 梁鴻標	RO 9 Rep 9	2018-06	2025-09
Michael John Lonergan	RO 4, 5, 9 Rep 4, 5, 9	2006-07	2024-10
James St. John Squire	RO 9 Rep 4, 5, 9	2007-07	Present
Kai (SFC:AZN559) Chen 陳凯	Rep 9	2026-04	Present
Yanyun Cheng 程燕筠	Rep 9	2015-07	2018-05
Samuel Robert James Dolton	Rep 9	2024-11	Present
Samantha Shun Hei Lam 林淳羲	Rep 9	2023-06	Present
Dennis Ching-Ee Lim 林經繹	Rep 9	2015-06	2016-10
Yinhao Lin 林崟浩	Rep 9	2023-06	Present
Ying (SFC:AFU405) Liu 劉穎	Rep 4, 9	2003-10	2007-04
Zhong Wei Qiu 邱中偉	Rep 9	2015-01	2019-08
Daniel Wiskirchen Rupp	Rep 4, 5, 9	2006-08	2023-06
Eric Hsin-Yi Shiung 熊信貽	Rep 4, 5, 9	2008-01	2014-04
Peck Lim Tan	Rep 9	2020-01	Present
Xiaoxi (SFC:AZJ489) Wang 王小溪	Rep 9	2023-06	Present
Ellen Zinke Gallagher	Rep 4	2003-06	2004-03