Michael Peter Baptista
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Peter Baptista ( ), a licensed former licensee with CE reference AHE139. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2009-08-20 |