Graeme Wayne Booth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graeme Wayne Booth ( ), a licensed former licensee with CE reference AIU216. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-20 | 2009-06-09 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-03 | 2006-03-20 |