Joseph James Batchelor

CE No. ARD487 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph James Batchelor (), a licensed former licensee with CE reference ARD487. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 1 — Dealing in securities 2015-10-29 2018-03-22
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 — Advising on securities 2015-10-29 2018-03-22
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 1 — Dealing in securities 2011-07-20 2015-01-08
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 4 — Advising on securities 2011-07-20 2015-01-08
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2008-06-04 2011-04-29

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