Tian Chen
陳添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Chen (陳添), a licensed Responsible Officer with CE reference AQR043. Currently licensed at 1 firm(s): SIFT Capital Partners Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SIFT Capital Partners Limited 仕富資本有限公司 |
RO | Type 9 — Asset management | 2013-10-28 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2013-09-30 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-15 | 2013-09-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-28 | 2011-08-15 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-18 | 2009-08-19 |