John Edward Cobcroft Agostini

CE No. AGN388 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Edward Cobcroft Agostini (), a licensed former licensee with CE reference AGN388. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities 2017-05-12 2021-03-29
Morgan Stanley Hong Kong Securities Limited Rep Type 2 — Dealing in futures contracts 2010-12-06 2016-07-14
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts 2007-05-30 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services 2007-05-30 2013-09-05
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services 2007-05-30 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2007-04-30 2016-07-14
Morgan Stanley Hong Kong Securities Limited Rep Type 1 — Dealing in securities 2007-04-30 2013-09-05
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 1 — Dealing in securities present 2007-03-16
RBS Asia Securities (Hong Kong) Limited
蘇皇證券亞洲(香港)有限公司
Rep Type 1 — Dealing in securities present 2005-02-04
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 4 — Advising on securities present 2005-03-23
RBS Asia Securities (Hong Kong) Limited
蘇皇證券亞洲(香港)有限公司
Rep Type 4 — Advising on securities present 2005-02-04
RBS Asia Securities (Hong Kong) Limited
蘇皇證券亞洲(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2005-02-04
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 6 — Advising on corporate finance present 2004-09-24
RBS Asia Securities (Hong Kong) Limited
蘇皇證券亞洲(香港)有限公司
Rep Type 9 — Asset management present 2005-02-04
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 9 — Asset management present 2004-09-24

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