Rupertus Rothenhauser
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rupertus Rothenhauser ( ), a licensed former licensee with CE reference AME414. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-28 | 2005-10-22 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-27 | 2005-07-28 |