James Maxwell Archibald
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Maxwell Archibald ( ), a licensed former licensee with CE reference AQL178. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-11 | 2011-10-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-11 | 2011-10-06 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-04 | 2010-04-11 |