Sau King David Yim
嚴守敬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau King David Yim (嚴守敬), a licensed former licensee with CE reference BDJ959. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-02 | 2015-08-13 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-02 | 2015-08-13 |