Stephen Douglas Howard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Douglas Howard ( ), a licensed former licensee with CE reference AHR787. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-14 | 2017-01-27 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-03-14 | 2017-01-27 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-14 | 2017-01-27 |
| MCG Management Limited | Rep | Type 4 — Advising on securities | 2015-09-17 | 2017-01-27 |
| MCG Management Limited | Rep | Type 5 — Advising on futures contracts | 2015-09-17 | 2017-01-27 |
| MCG Management Limited | Rep | Type 9 — Asset management | 2015-09-17 | 2017-01-27 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-05 | 2014-09-27 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-19 | 2009-03-05 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-21 | 2006-01-19 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-15 | 2005-07-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-12-02 |