Neil Peter Sedgwick-Dwane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Peter Sedgwick-Dwane ( ), a licensed former licensee with CE reference BBL197. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-08 | 2016-01-18 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-01-12 | 2015-01-16 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-01-08 | 2014-02-07 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2013-06-24 | 2013-07-24 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2013-06-24 | 2013-07-24 |