Kathy Pei-Hui Chen
陳姵惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Pei-Hui Chen (陳姵惠), a licensed former licensee with CE reference ALY540. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2017-05-06 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2017-05-06 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2010-09-09 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2010-08-24 | 2015-05-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-05-09 | 2010-07-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2005-05-09 | 2010-07-30 |