Prasoon Agrawal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prasoon Agrawal ( ), a licensed former licensee with CE reference AYE810. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-13 | 2022-07-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-30 | 2022-07-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2020-12-30 | 2022-07-01 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-04-30 | 2020-11-28 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-04-30 | 2020-11-28 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2011-10-26 | 2015-04-22 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2011-10-26 | 2015-04-22 |