Lam Hui
許琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lam Hui (許琳), a licensed Representative with CE reference AQZ995. Currently licensed at 1 firm(s): Fullgoal Asset Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-23 | present |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-23 | present |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-09-23 | present |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2020-11-05 | 2022-09-11 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-16 | 2022-09-11 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-16 | 2022-09-11 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-04 | 2020-08-07 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2020-08-07 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-30 | 2017-03-26 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-30 | 2017-03-26 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2016-08-30 | 2017-03-26 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2016-02-27 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2016-02-27 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2016-02-27 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2013-08-15 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2013-08-15 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2013-08-15 | 2015-05-31 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2012-10-16 | 2013-07-31 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2012-10-16 | 2013-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-05-09 | 2013-07-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-05-09 | 2013-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-05-09 | 2013-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-05-09 | 2013-07-31 |