Helen Yee Kwan Lam
林綺君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Yee Kwan Lam (林綺君), a licensed former licensee with CE reference AFD037. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2023-05-23 | 2024-12-20 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 9 — Asset management | 2017-10-03 | 2023-05-23 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2024-12-20 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-06-01 | 2024-12-20 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2017-10-03 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2010-09-15 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 5 — Advising on futures contracts | 2007-02-07 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2005-03-03 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | present | 2007-04-12 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-03 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | present | 2010-02-08 |